Alternatives St James LLP

Date authorised
1 April 2013
Companies House
OC311987
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8 Elgin Road
    Bournemouth
    BH4 9NL
    UNITED KINGDOM
    Phone
    +4402078398088

  • Complaints Contact

    8 Elgin Road
    Bournemouth
    BH4 9NL
    UNITED KINGDOM
    Phone
    +4402078398088

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Seana Erin Hull

    IRN SEH01112

    • CF30 Customer (6 Dec 2011 to 1 Nov 2013)
    • CF4 Partner (AR) (6 Dec 2011 to 1 Nov 2013)
  • Sebastian Mark Sinclair McKinlay

    IRN SMM01053

    • CF30 Customer (23 Nov 2009 to 4 Mar 2010)
    • CF4 Partner (AR) (23 Nov 2009 to 4 Mar 2010)
  • Shalin Syan

    IRN SXK02156

    • CF30 Customer (12 Sep 2014 to 1 Apr 2015)
  • Sheri Lynn Saastad

    IRN SLS01120

    • CF1 Director (AR) (21 Apr 2016 to 8 Jul 2022)
  • Silke Wood

    IRN SXW02249

    • CF30 Customer (27 Sep 2016 to 9 May 2018)
  • Simon John Gard

    IRN SJG01188

    • CF30 Customer (9 Oct 2018 to 16 Aug 2023)
  • Simon Mark Foxley

    IRN SMF01050

    • CF1 Director (AR) (13 Mar 2019 to 14 Dec 2021)
    • CF30 Customer (18 Aug 2015 to 15 Mar 2019)
    • CF4 Partner (AR) (19 Dec 2014 to 13 Mar 2019)
  • Simon Trevor Lloyd

    IRN STL01016

    • CF4 Partner (AR) (since 15 May 2025)
    • CF30 Customer (since 5 Sep 2024)
    • SMF3 (AR) Executive Director function (since 5 Sep 2024)
  • Stephane Bertrand Armand Michel

    IRN SXM03224

    • CF1 Director (AR) (16 Mar 2019 to 1 Nov 2019)
    • CF30 Customer (16 Mar 2019 to 1 Nov 2019)
  • Stephen Brindle

    IRN SXB01363

    • [FCA CF] Client dealing (since 23 Sep 2022)
    • CF4 Partner (AR) (19 Sep 2016 to 12 Jul 2019)
    • CF3 Chief Executive (AR) (19 Sep 2016 to 12 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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