Stephen Brindle

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alternatives St James LLP

    FRN 430914

    • [FCA CF] Client dealing (since 23 Sep 2022)
    • CF3 Chief Executive (AR) (19 Sep 2016 to 12 Jul 2019)
    • CF4 Partner (AR) (19 Sep 2016 to 12 Jul 2019)
    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)
  • Stoneware Capital LLP (no longer approved here)

    FRN 451073

    • CF4 Partner (AR) (29 Apr 2014 to 1 Jul 2016)
    • CF30 Customer (29 Apr 2014 to 1 Jul 2016)
  • Burnahyll LLP (no longer approved here)

    FRN 620099

    • Employed By (29 Apr 2014 to 1 Jul 2016)
  • Providentia Capital LLP (no longer approved here)

    FRN 426749

    • CF30 Customer (19 Nov 2008 to 31 Mar 2014)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF21 Investment Adviser (19 Aug 2004 to 2 Mar 2007)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (29 Aug 2002 to 7 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.