Alternatives St James LLP

• Principal Place of Business

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Complaints Contact

  8 Elgin Road

  Bournemouth

  BH4 9NL

  UNITED KINGDOM

  Phone

  +4402078398088

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Seana Erin Hull

  IRN SEH01112

  • CF30 Customer (6 Dec 2011 to 1 Nov 2013)
  • CF4 Partner (AR) (6 Dec 2011 to 1 Nov 2013)
• Sebastian Mark Sinclair McKinlay

  IRN SMM01053

  • CF30 Customer (23 Nov 2009 to 4 Mar 2010)
  • CF4 Partner (AR) (23 Nov 2009 to 4 Mar 2010)
• Shalin Syan

  IRN SXK02156

  • CF30 Customer (12 Sep 2014 to 1 Apr 2015)
• Sheri Lynn Saastad

  IRN SLS01120

  • CF1 Director (AR) (21 Apr 2016 to 8 Jul 2022)
• Silke Wood

  IRN SXW02249

  • CF30 Customer (27 Sep 2016 to 9 May 2018)
• Simon John Gard

  IRN SJG01188

  • CF30 Customer (9 Oct 2018 to 16 Aug 2023)
• Simon Mark Foxley

  IRN SMF01050

  • CF1 Director (AR) (13 Mar 2019 to 14 Dec 2021)
  • CF30 Customer (18 Aug 2015 to 15 Mar 2019)
  • CF4 Partner (AR) (19 Dec 2014 to 13 Mar 2019)
• Simon Trevor Lloyd

  IRN STL01016

  • CF4 Partner (AR) (since 15 May 2025)
  • CF30 Customer (since 5 Sep 2024)
  • SMF3 (AR) Executive Director function (since 5 Sep 2024)
• Stephane Bertrand Armand Michel

  IRN SXM03224

  • CF1 Director (AR) (16 Mar 2019 to 1 Nov 2019)
  • CF30 Customer (16 Mar 2019 to 1 Nov 2019)
• Stephen Brindle

  IRN SXB01363

  • [FCA CF] Client dealing (since 23 Sep 2022)
  • CF4 Partner (AR) (19 Sep 2016 to 12 Jul 2019)
  • CF3 Chief Executive (AR) (19 Sep 2016 to 12 Jul 2019)
  • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
  • CF21 Investment Adviser (16 Feb 2007 to 31 Oct 2007)

• Pipa Global Investments Limited (no longer appointed)

  FRN 754772 · Appointed 2 Aug 2016 · Until 10 Dec 2019

• Castle Capital Partners LLP (no longer appointed)

  FRN 751564 · Appointed 1 Jul 2016 · Until 31 Jan 2017

• Tenzing Private Equity LLP (no longer appointed)

  FRN 751108 · Appointed 28 Jun 2016 · Until 30 Sep 2016

• Turim UK Limited (no longer appointed)

  FRN 744760 · Appointed 21 Apr 2016 · Until 30 Nov 2018 · Tied agent

• Shuswap Capital Limited (no longer appointed)

  FRN 744400 · Appointed 18 Apr 2016 · Until 11 Jul 2022

• Elicap Limited (no longer appointed)

  FRN 743965 · Appointed 13 Apr 2016 · Until 21 Nov 2016

• Columbus Investment Partners Limited (no longer appointed)

  FRN 728602 · Appointed 10 Dec 2015 · Until 9 Nov 2023

• Old Hall Advisers II Limited (no longer appointed)

  FRN 716179 · Appointed 8 Sep 2015 · Until 31 Aug 2023

• Victoire Investments Limited (no longer appointed)

  FRN 697429 · Appointed 19 May 2015 · Until 2 Mar 2017

• TITAN ADVISORS UK LTD (no longer appointed)

  FRN 684444 · Appointed 14 Apr 2015 · Until 15 Aug 2022

No changes recorded yet.