ALPHA UCITS LTD.

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FRN: 531136
Date authorised: 4 January 2011
Companies House: 07046589
Last scraped: 2 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Alpha Ucits Ltd

103 Mount Street

London

Westminster

W1K 2TJ

UNITED KINGDOM

Phone

+4402070962580

Web

https://www.alpha-ucits.com
Complaints Contact

Alpha Ucits Ltd

103 Mount Street

London

Westminster

W1K 2TJ

UNITED KINGDOM

Phone

+442070962580

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Amir Ali Korvalian
IRN AAK01046
- CF30 Customer (7 Dec 2011 to 2 May 2017)
Aneesh Partap
IRN AXP26507
- CF30 Customer (7 Jan 2020 to 27 Jul 2022)
Bibi Naz Korvalian
IRN BXK01109
- CF30 Customer (17 Nov 2018 to 22 Nov 2021)
Carina Baranova
IRN CXB01523
- CF30 Customer (4 Jan 2011 to 15 Mar 2016)
Edward Rose
IRN ESR01012
- CF30 Customer (4 Nov 2016 to 3 Jul 2017)
Fabrizio Umberto Lorenzo Boaron
IRN FXB01031
- CF1 Director (AR) (18 Jun 2018 to 28 Jan 2026)
- CF30 Customer (29 May 2018 to 28 Jan 2026)
Florian Ducrey
IRN FXD01371
- CF30 Customer (7 Mar 2017 to 12 Oct 2022)
Frederic Dawance
IRN FXD01102
- CF1 Director (AR) (22 Mar 2017 to 16 Oct 2022)
- CF30 Customer (22 Mar 2017 to 12 Oct 2022)
John Caldwell Patton
IRN JCP01081
- CF30 Customer (since 9 Jan 2020)
- CF4 Partner (AR) (since 9 Jan 2020)
- CF30 Customer (2 Mar 2016 to 8 Dec 2019)
Massimo Marzeglia
IRN MXM01351
- CF30 Customer (30 Jun 2015 to 2 Nov 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Argentem Creek UK LLP
FRN 798408 · Appointed 11 Jan 2018
Sound Capital Limited (no longer appointed)
FRN 823358 · Appointed 16 Oct 2018 · Until 13 Jan 2022
FCS Capital Partners UK Limited (no longer appointed)
FRN 707570 · Appointed 20 Apr 2018 · Until 29 Jan 2026 · Tied agent
De Pury Pictet Turrettini (UK) Limited (no longer appointed)
FRN 770991 · Appointed 6 Feb 2017 · Until 17 Oct 2022
Dunraven Capital Partners Limited (no longer appointed)
FRN 762951 · Appointed 27 Oct 2016 · Until 18 Jul 2017
Argentem Creek Partners (UK) Limited (no longer appointed)
FRN 739034 · Appointed 2 Mar 2016 · Until 29 Mar 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.