Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WRM Capinvest Ltd (no longer approved here)

    FRN 601268

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2025)
    • CF30 Customer (24 Apr 2017 to 8 Dec 2019)
  • ALPHA UCITS LTD. (no longer approved here)

    FRN 531136

    • CF1 Director (AR) (18 Jun 2018 to 28 Jan 2026)
    • CF30 Customer (29 May 2018 to 28 Jan 2026)
  • KHEPRI ADVISERS LIMITED (no longer approved here)

    FRN 692447

    • CF1 Director (6 Apr 2017 to 19 Jun 2018)
    • CF30 Customer (15 Nov 2016 to 5 Apr 2017)
    • CF1 Director (AR) (15 Nov 2016 to 5 Apr 2017)
  • Khepri Fund Management Limited (no longer approved here)

    FRN 193171

    • CF1 Director (AR) (3 Aug 2015 to 2 Dec 2016)
    • CF30 Customer (3 Aug 2015 to 2 Dec 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 18 Jun 2014)
    • CF21 Investment Adviser (30 Jul 2007 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2001 to 19 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.