John Caldwell Patton

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALPHA UCITS LTD.

    FRN 531136

    • CF30 Customer (since 9 Jan 2020)
    • CF4 Partner (AR) (since 9 Jan 2020)
    • CF30 Customer (2 Mar 2016 to 8 Dec 2019)
  • Argentem Creek UK LLP

    FRN 798408

    • (1)Employed By (since 9 Jan 2020)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (10 Sep 2009 to 30 Dec 2012)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Argentem Creek UK LLP

  2. controlled function added: (1)Employed By at Argentem Creek UK LLP