Alpha FX Limited

• Principal Place of Business

  Brunel Building

  2 Canalside Walk

  London

  W2 1DG

  UNITED KINGDOM

  Phone

  +442038000120

  Web

  https://www.alphagroup.com

• Complaints Contact

  Brunel Building

  2 Canalside Walk

  London

  W2 1DG

  UNITED KINGDOM

  Phone

  +442038000120

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Dowling

  IRN AXD00559

  • SMF3 Executive Director (29 Apr 2022 to 26 Mar 2024)
• Alex Tutt

  IRN AXT00769

  • [FCA CF] Client dealing (since 9 May 2025)
• Alexander Howorth

  IRN AXH00640

  • SMF3 Executive Director (since 6 May 2022)
• Alexander Sinkinson

  IRN AXS13129

  • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
• Ashley James Hall

  IRN AJH01695

  • CF1 Director (AR) (since 12 Mar 2025)
  • CF30 Customer (since 19 Mar 2018)
• Beatriz Segura Garcia

  IRN BXS02125

  • [FCA CF] Manager of certification employee (since 8 Feb 2022)
  • [FCA CF] Client dealing (since 3 Dec 2020)
  • CF30 Customer (18 Nov 2019 to 8 Dec 2019)
• Benjamin Darroch

  IRN BXD00334

  • [FCA CF] Client dealing (since 16 Apr 2026)
• Brian John Rayment

  IRN BJR01042

  • SMF16 Compliance Oversight (9 Dec 2019 to 28 Jun 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jun 2022)
  • CF11 Money Laundering Reporting (5 Nov 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Nov 2018 to 8 Dec 2019)
  • CF1 Director (5 Nov 2018 to 20 Aug 2019)
• CHLOE FORD

  IRN CXF24289

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Oct 2024 to 9 Mar 2026)
• Clive Kahn

  IRN CXK01461

  • SMF3 Executive Director (since 1 Jan 2025)
  • SMF1 Chief Executive (since 1 Jan 2025)

• Georgeson Foreign Exchange Limited

  FRN 976641 · Appointed 30 May 2022

• Alpha FX Institutional Limited

  FRN 803704 · Appointed 8 Mar 2018

No changes recorded yet.