Brian John Rayment

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Alpha FX Limited (no longer approved here)
FRN 770377
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Jun 2022)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Jun 2022)
- CF10 Compliance Oversight (5 Nov 2018 to 8 Dec 2019)
- CF1 Director (5 Nov 2018 to 20 Aug 2019)
- CF11 Money Laundering Reporting (5 Nov 2018 to 8 Dec 2019)
Cambridge Mercantile Risk Management (UK) Ltd (no longer approved here)
FRN 596682
- CF10a CASS Oversight function (24 Mar 2015 to 4 May 2015)
- CF11 Money Laundering Reporting (28 Apr 2014 to 4 May 2015)
- CF10 Compliance Oversight (28 Apr 2014 to 4 May 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.