Alpha FX Limited

• Principal Place of Business

  Brunel Building

  2 Canalside Walk

  London

  W2 1DG

  UNITED KINGDOM

  Phone

  +442038000120

  Web

  https://www.alphagroup.com

• Complaints Contact

  Brunel Building

  2 Canalside Walk

  London

  W2 1DG

  UNITED KINGDOM

  Phone

  +442038000120

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Conor Sawdon

  IRN CXS00496

  • [FCA CF] Client dealing (since 27 Jan 2022)
• Daniel Lloyd Adams

  IRN DLA01039

  • [FCA CF] Significant management (since 9 Nov 2020)
  • [FCA CF] Manager of certification employee (since 9 Nov 2020)
  • [FCA CF] Client dealing (since 9 Nov 2020)
  • CF30 Customer (6 Feb 2018 to 8 Dec 2019)
• Diego Garcia Velasco

  IRN DXG00337

  • [FCA CF] Client dealing (2 Feb 2022 to 1 Jan 2025)
• Duncan Scott

  IRN DXS02431

  • CF30 Customer (since 23 Oct 2020)
• Edouard Mansilla

  IRN EXM00399

  • [FCA CF] Client dealing (1 Jan 2024 to 3 Feb 2026)
• Eliot Bassett

  IRN EXB01657

  • CF30 Customer (1 Aug 2017 to 4 Jun 2018)
• Ellie McCarthy

  IRN EXM00566

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Mar 2026)
• Henry Lisney

  IRN HXL01269

  • SMF3 Executive Director (9 Dec 2019 to 4 May 2020)
  • CF1 Director (1 Aug 2017 to 8 Dec 2019)
  • CF30 Customer (1 Aug 2017 to 4 May 2020)
• Henry Parrott

  IRN HXP00328

  • [FCA CF] Client dealing (since 2 Feb 2026)
• Hugo Leefe

  IRN HXL00186

  • [FCA CF] Client dealing (since 4 Jan 2024)

• Georgeson Foreign Exchange Limited

  FRN 976641 · Appointed 30 May 2022

• Alpha FX Institutional Limited

  FRN 803704 · Appointed 8 Mar 2018

No changes recorded yet.