Alpha FX Limited

• Principal Place of Business

  Brunel Building

  2 Canalside Walk

  London

  W2 1DG

  UNITED KINGDOM

  Phone

  +442038000120

  Web

  https://www.alphagroup.com

• Complaints Contact

  Brunel Building

  2 Canalside Walk

  London

  W2 1DG

  UNITED KINGDOM

  Phone

  +442038000120

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Jack Lee

  IRN JXL00749

  • [FCA CF] Client dealing (since 9 Jan 2024)
• Jack Rowbottom

  IRN JXR00510

  • [FCA CF] Client dealing (since 15 Feb 2022)
• James David Lindley

  IRN JDL01112

  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
• James Maitland

  IRN JXM00949

  • [FCA CF] Significant management (4 Jan 2022 to 12 Jan 2023)
• Jamie Evans

  IRN JXE00418

  • SMF16 Compliance Oversight (since 3 Mar 2026)
• Jason Guest

  IRN JXG00444

  • [FCA CF] Client dealing (since 28 Sep 2020)
• Jaspal Kang

  IRN JXK00350

  • [FCA CF] Significant management (24 Jan 2022 to 27 Jun 2025)
• Jesse De Buriatte

  IRN JXD01122

  • [FCA CF] Client dealing (since 8 Jan 2026)
• John Sparrow

  IRN JXS00879

  • [FCA CF] Client dealing (3 Feb 2022 to 1 Jan 2025)
• Jonathan Colin Currie

  IRN JCC01243

  • [FCA CF] Significant management (4 Jan 2022 to 1 Dec 2023)
  • [FCA CF] Client dealing (3 Nov 2020 to 1 Dec 2023)
  • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • CF1 Director (1 Aug 2017 to 18 Dec 2018)

• Georgeson Foreign Exchange Limited

  FRN 976641 · Appointed 30 May 2022

• Alpha FX Institutional Limited

  FRN 803704 · Appointed 8 Mar 2018

No changes recorded yet.