Alpha FX Limited

• Principal Place of Business

  Brunel Building

  2 Canalside Walk

  London

  W2 1DG

  UNITED KINGDOM

  Phone

  +442038000120

  Web

  https://www.alphagroup.com

• Complaints Contact

  Brunel Building

  2 Canalside Walk

  London

  W2 1DG

  UNITED KINGDOM

  Phone

  +442038000120

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Kathryn Hollis

  IRN KXH00281

  • [FCA CF] Client dealing (6 Nov 2020 to 1 Jan 2025)
• Lara Danielle Morley

  IRN LXM00513

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Nov 2022 to 9 Oct 2024)
  • SMF16 Compliance Oversight (9 Nov 2022 to 9 Mar 2026)
• Lee Christian Stanley

  IRN LCS01072

  • CF30 Customer (19 Mar 2018 to 28 Feb 2020)
• Luc Barford

  IRN LXB00400

  • [FCA CF] Manager of certification employee (since 11 Feb 2022)
  • [FCA CF] Significant management (since 11 Feb 2022)
• Lukas Hodorovsky

  IRN LXH01549

  • CF30 Customer (19 Feb 2018 to 6 Jul 2018)
• Madeleine Thompson

  IRN MXT00459

  • [FCA CF] Client dealing (since 13 Jan 2023)
• Manmeet Singh

  IRN MXS04503

  • CF1 Director (1 Aug 2017 to 31 Mar 2018)
  • CF10 Compliance Oversight (1 Aug 2017 to 31 Mar 2018)
  • CF11 Money Laundering Reporting (1 Aug 2017 to 31 Mar 2018)
• Marc Bellessort

  IRN MXB00785

  • [FCA CF] Significant management (since 14 Dec 2021)
• Mark Edward Stuart

  IRN MES01103

  • CF30 Customer (28 Mar 2019 to 8 Dec 2019)
• Max Christian Nord-Harper

  IRN MCN01041

  • CF30 Customer (25 Nov 2019 to 8 Dec 2019)

• Georgeson Foreign Exchange Limited

  FRN 976641 · Appointed 30 May 2022

• Alpha FX Institutional Limited

  FRN 803704 · Appointed 8 Mar 2018

No changes recorded yet.