Alpha FX Limited

• Principal Place of Business

  Brunel Building

  2 Canalside Walk

  London

  W2 1DG

  UNITED KINGDOM

  Phone

  +442038000120

  Web

  https://www.alphagroup.com

• Complaints Contact

  Brunel Building

  2 Canalside Walk

  London

  W2 1DG

  UNITED KINGDOM

  Phone

  +442038000120

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Maxwell Moore

  IRN MXM00969

  • CF30 Customer (since 10 Oct 2022)
• Michael Abbott

  IRN MXA04173

  • [FCA CF] Client dealing (since 3 Feb 2026)
• Morgan James Tillbrook

  IRN MXT02250

  • SMF3 Executive Director (9 Dec 2019 to 31 Dec 2024)
  • SMF1 Chief Executive (9 Dec 2019 to 31 Dec 2024)
  • CF3 Chief Executive (1 Aug 2017 to 8 Dec 2019)
  • CF1 Director (1 Aug 2017 to 8 Dec 2019)
• Niall Petchey

  IRN NXP17360

  • CF30 Customer (since 29 Apr 2022)
• Nicholas Narsey

  IRN NXN00103

  • [FCA CF] Client dealing (since 4 Apr 2023)
• Nora Vautier

  IRN NXV00065

  • [FCA CF] Client dealing (since 4 Jan 2024)
• Oliver Atkin

  IRN OXA13132

  • [FCA CF] Manager of certification employee (4 Jan 2022 to 15 May 2024)
  • [FCA CF] Significant management (4 Jan 2022 to 15 May 2024)
  • [FCA CF] Client dealing (5 Oct 2020 to 15 May 2024)
  • CF30 Customer (2 Apr 2019 to 8 Dec 2019)
• Philip David Hooper O'Connor

  IRN PDO01037

  • [FCA CF] Client dealing (since 9 Sep 2020)
  • CF30 Customer (20 Dec 2017 to 8 Dec 2019)
• Robert Green

  IRN RXG00528

  • [FCA CF] Client dealing (since 13 Jun 2024)
• Sam Paine

  IRN SXP00411

  • [FCA CF] Client dealing (23 Apr 2021 to 1 Oct 2023)

• Georgeson Foreign Exchange Limited

  FRN 976641 · Appointed 30 May 2022

• Alpha FX Institutional Limited

  FRN 803704 · Appointed 8 Mar 2018

No changes recorded yet.