Alliance Financial Options Ltd

Companies House
SC643953
Last scraped
20 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4 Barrack Street
    Hamilton
    South Lanarkshire
    ML3 0DG
    UNITED KINGDOM
    Phone
    +4407801282105

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Robert Frame

    IRN ARF01048

    • (8)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (4)Responsibility for MCD Intermediation (10 Aug 2020 to 14 Apr 2026)
    • (5)Responsible for Insurance Distribution (10 Aug 2020 to 14 Apr 2026)
    • (6)SMF16 Compliance Oversight (10 Aug 2020 to 14 Apr 2026)
    • (7)SMF3 Executive Director (10 Aug 2020 to 14 Apr 2026)
    • (9)[FCA CF] Functions requiring qualifications (20 Dec 2019 to 14 Apr 2026)
  • Hayley Macdonald

    IRN HXM00443

    • (10)[FCA CF] Client dealing (12 Jun 2023 to 19 Dec 2025)
    • (11)[FCA CF] Functions requiring qualifications (12 Jun 2023 to 19 Dec 2025)
  • Paul Garvin

    IRN PXG01672

    • (1)[FCA CF] Functions requiring qualifications (1 Oct 2020 to 25 Aug 2022)
  • Philip John Shearer

    IRN PXS00094

    • (3)[FCA CF] Functions requiring qualifications (10 Dec 2021 to 8 Dec 2022)
  • Steve Saunders

    IRN SXS00833

    • (2)[FCA CF] Functions requiring qualifications (10 Dec 2021 to 8 Dec 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Martin Peacock (no longer appointed)

    FRN 626412 · Appointed 2 Jun 2021 · Until 23 Feb 2023

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (7)SMF3 Executive Director

  2. controlled function added: (6)SMF16 Compliance Oversight

  3. controlled function added: (5)Responsible for Insurance Distribution

  4. controlled function added: (4)Responsibility for MCD Intermediation

  5. controlled function added: (3)[FCA CF] Functions requiring qualifications

  6. controlled function added: (2)[FCA CF] Functions requiring qualifications

  7. controlled function added: (1)[FCA CF] Functions requiring qualifications

  8. controlled function removed: 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  9. controlled function removed: [FCA CF] Functions requiring qualifications

  10. controlled function removed: SMF3 Executive Director

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