Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 2 May 2023)
    • [FCA CF] Functions requiring qualifications (since 2 May 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Jun 2021)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (17 Jan 2022 to 28 Apr 2023)
  • Alliance Financial Options Ltd (no longer approved here)

    FRN 918603

    • (3)[FCA CF] Functions requiring qualifications (10 Dec 2021 to 8 Dec 2022)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (3)[FCA CF] Functions requiring qualifications at Alliance Financial Options Ltd