Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Alliance Financial LTD
FRN 1041265
- Responsible for Insurance Distribution (since 19 Jan 2026)
- SMF16 Compliance Oversight (since 19 Jan 2026)
- SMF3 Executive Director (since 19 Jan 2026)
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- (10)[FCA CF] Client dealing (12 Jun 2023 to 19 Dec 2025)
- (11)[FCA CF] Functions requiring qualifications (12 Jun 2023 to 19 Dec 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (10)[FCA CF] Client dealing at Alliance Financial Options Ltd
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controlled function added: (11)[FCA CF] Functions requiring qualifications at Alliance Financial Options Ltd