Allia C&C Ltd

• Principal Place of Business

  Cheyne House

  Crown Court

  62-63

  Cheapside

  London

  EC2V 6AX

  UNITED KINGDOM

  Phone

  +442030393450

  Web

  http://www.alliacc.com

• Complaints Contact

  Cheyne House

  Crown Court

  62-63

  Cheapside

  London

  EC2V 6AX

  UNITED KINGDOM

  Phone

  +442030393450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Clive William Wolfenden

  IRN CWW01018

  • CF30 Customer (27 Feb 2017 to 17 Sep 2018)
• Crispin Pugh

  IRN CXP00496

  • [FCA CF] Client dealing (since 3 Mar 2026)
• Daniel Lopes Carrico

  IRN DXC12030

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2022)
  • CF30 Customer (24 May 2019 to 8 Dec 2019)
• Daniyal Labib

  IRN DXL00545

  • [FCA CF] Client dealing (since 6 Mar 2025)
• Douglas Mark Littlejohn

  IRN DML01050

  • CF1 Director (27 Feb 2017 to 17 Sep 2018)
  • CF30 Customer (27 Feb 2017 to 17 Sep 2018)
• George Wallis Smith

  IRN GXW00173

  • [FCA CF] Client dealing (since 3 Jul 2023)
• Gerard Neil Millichap

  IRN GNM01011

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Jan 2022)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Jan 2022)
  • CF30 Customer (27 Feb 2017 to 8 Dec 2019)
• Henrietta Rebecca Podd

  IRN HRP01008

  • [FCA CF] Material risk taker (since 4 Dec 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • SMF3 Executive Director (11 Nov 2020 to 6 Nov 2025)
  • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
• Henry George Lyndon Badge

  IRN HXB17176

  • [FCA CF] Client dealing (7 Apr 2021 to 31 Oct 2022)
• Henry Leon Keller

  IRN HLK01005

  • [FCA CF] Material risk taker (since 4 Dec 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 23 Feb 2026)
  • CF10 Compliance Oversight (27 Feb 2017 to 4 Apr 2019)
  • CF1 Director (27 Feb 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (27 Feb 2017 to 4 Apr 2019)
  • CF30 Customer (27 Feb 2017 to 8 Dec 2019)

No changes recorded yet.