Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Allia C&C Ltd
FRN 765603
- [FCA CF] Material risk taker (since 4 Dec 2024)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 23 Feb 2026)
- CF1 Director (27 Feb 2017 to 8 Dec 2019)
- CF30 Customer (27 Feb 2017 to 8 Dec 2019)
- CF10 Compliance Oversight (27 Feb 2017 to 4 Apr 2019)
- CF11 Money Laundering Reporting (27 Feb 2017 to 4 Apr 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.