Allfunds Bank S.A.U

• Principal Place of Business

  2 Fitzroy Place

  8 Mortimer Street

  London

  W1T 3JJ

  UNITED KINGDOM

  Phone

  +442077585000

  Web

  https://www.allfunds.com

• Complaints Contact

  2 Fitzroy Place

  8 Mortimer Street

  London

  W1T 3JJ

  UNITED KINGDOM

  Phone

  +442077585000

• Bank Deposits

  For Deposit

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Trades With You Directly

  For Eligible Counterparty, Professional, Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Share, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Holds Your Assets

  For Eligible Counterparty, Professional, Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Share, Unit

• Daniel James Tracey

  IRN DXT29054

  • [FCA CF] Material risk taker (since 12 Dec 2019)
  • [FCA CF] Client dealing (since 12 Dec 2019)
  • [FCA CF] Manager of certification employee (since 12 Dec 2019)
• Emily Niamh Hayes

  IRN EXH00364

  • [FCA CF] Client dealing (since 6 Nov 2023)
• Gianluca Renzini

  IRN GXR01477

  • SMF7 Group Entity Senior Manager (since 26 Oct 2023)
  • SMF7 Group Entity Senior Manager (6 May 2021 to 25 Oct 2023)
  • CF29 Significant management (20 Mar 2012 to 31 Dec 2013)
  • CF30 Customer (20 Mar 2012 to 31 Dec 2013)
• Holly Mackay

  IRN HXM01251

  • CF11 Money Laundering Reporting (21 Jun 2006 to 15 Aug 2006)
  • CF10 Compliance Oversight (21 Jun 2006 to 15 Aug 2006)
  • CF3 Chief Executive (30 Jan 2006 to 15 Aug 2006)
  • CF9 EEA Investment Business Oversight (30 Jan 2006 to 15 Aug 2006)
• Jonathan Alexander Block

  IRN JXB03754

  • SMF22 Other Local Responsibility (16 May 2024 to 20 Jun 2025)
• Juan Alcaraz

  IRN JXA01631

  • SMF7 Group Entity Senior Manager (26 Oct 2023 to 22 Jun 2025)
• Keith Seeman

  IRN KXS00881

  • SMF22 Other Local Responsibility (since 7 Oct 2025)
• Phillip Benjamin Monk

  IRN PXM29055

  • [FCA CF] Client dealing (since 12 Dec 2019)
• Richard Andrzej Michael Adler

  IRN RAA01088

  • CF10 Compliance Oversight (27 Oct 2006 to 5 Aug 2008)
  • CF11 Money Laundering Reporting (27 Oct 2006 to 31 May 2009)
  • CF9 EEA Investment Business Oversight (27 Oct 2006 to 5 Aug 2008)
• Robert Ian Clarke

  IRN RXC44369

  • [FCA CF] Client dealing (12 Dec 2019 to 27 Oct 2023)

No changes recorded yet.