Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10 Compliance Oversight (21 Jun 2006 to 15 Aug 2006)
- CF11 Money Laundering Reporting (21 Jun 2006 to 15 Aug 2006)
- CF3 Chief Executive (30 Jan 2006 to 15 Aug 2006)
- CF9 EEA Investment Business Oversight (30 Jan 2006 to 15 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.