ALKEN ASSET MANAGEMENT LTD.

• Principal Place of Business

  25 SAVILE ROW

  LONDON

  W1S 2ER

  UNITED KINGDOM

  Phone

  +4402074401900

  Web

  https://www.alken-am.com

• Complaints Contact

  25 SAVILE ROW

  LONDON

  W1S 2ER

  UNITED KINGDOM

  Phone

  +4402074401900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jingwen Zhang

  IRN JXZ00095

  • [FCA CF] Client dealing (since 4 Jun 2025)
• Krishma Patel

  IRN KXP01450

  • CF30 Customer (14 Nov 2014 to 18 May 2016)
• Marc Francois Germain Festa

  IRN MFF01021

  • SMF3 Executive Director (since 31 Mar 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
  • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
• Maria Isabel Ortega Perez

  IRN MIO01009

  • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
• Marie Fournier

  IRN MXF01745

  • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
• Michael Aubourg

  IRN MXA02923

  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jan 2021)
  • CF30 Customer (24 Nov 2014 to 8 Dec 2019)
• Mohand Areski Iberrakene

  IRN MAI01010

  • [FCA CF] Client dealing (2 Jan 2023 to 31 Mar 2025)
  • [FCA CF] Material risk taker (2 Jan 2023 to 7 Jun 2024)
• Nacer Bengelloun

  IRN NXB01907

  • CF30 Customer (26 Apr 2016 to 7 Jun 2019)
• Nicolas Descoqs

  IRN NXD01355

  • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
• Nicolas Julien Dubourg

  IRN NJD01115

  • [FCA CF] Client dealing (since 7 Jun 2024)
  • [FCA CF] Significant management (7 Jun 2024 to 14 Feb 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2024)
  • CF30 Customer (10 Jul 2019 to 8 Dec 2019)

No changes recorded yet.