Nicolas Julien Dubourg

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ALKEN ASSET MANAGEMENT LTD.
FRN 629630
- [FCA CF] Client dealing (since 7 Jun 2024)
- [FCA CF] Significant management (7 Jun 2024 to 14 Feb 2025)
- [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2024)
- CF30 Customer (10 Jul 2019 to 8 Dec 2019)
J.P. Morgan Investment Management Inc (no longer approved here)
FRN 119267
- CF30 Customer (2 May 2018 to 5 Apr 2019)
JPMorgan Asset Management (UK) Limited (no longer approved here)
FRN 119337
- CF30 Customer (2 May 2018 to 5 Apr 2019)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF30 Customer (3 Jun 2010 to 31 Mar 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.