ALKEN ASSET MANAGEMENT LTD.

• Principal Place of Business

  25 SAVILE ROW

  LONDON

  W1S 2ER

  UNITED KINGDOM

  Phone

  +4402074401900

  Web

  https://www.alken-am.com

• Complaints Contact

  25 SAVILE ROW

  LONDON

  W1S 2ER

  UNITED KINGDOM

  Phone

  +4402074401900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alexis Tsatsaris

  IRN AXT01698

  • [FCA CF] Client dealing (since 25 Nov 2024)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (14 Nov 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Nov 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (14 Nov 2014 to 8 Dec 2019)
  • CF28 Systems and controls (14 Nov 2014 to 8 Dec 2019)
  • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
• Alisdair Stuart Bell

  IRN ASB01170

  • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
• Andrew Ritchie Smith

  IRN AXS05613

  • [FCA CF] Significant management (since 6 Oct 2025)
• Antoine Jean Andre Hubert Badel

  IRN AJB01379

  • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
• Antoine Pierre Marmoiton

  IRN APM01104

  • SMF3 Executive Director (since 31 Mar 2025)
  • [FCA CF] Client dealing (since 7 Jun 2024)
  • [FCA CF] Significant management (7 Jun 2024 to 31 Mar 2025)
  • CF30 Customer (8 Jun 2018 to 8 Dec 2019)
• Antony Vallee

  IRN AXV01180

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2024)
  • CF30 Customer (31 Jul 2018 to 8 Dec 2019)
• Aymeric de Tappie

  IRN AXD02734

  • CF30 Customer (1 Jun 2018 to 8 Dec 2019)
• Brice Ferrandez

  IRN BXF01219

  • [FCA CF] Client dealing (since 15 Mar 2021)
• Christophe Chrun

  IRN CXC00355

  • SMF3 Executive Director (since 31 Mar 2025)
  • [FCA CF] Client dealing (since 18 Mar 2021)
  • [FCA CF] Significant management (18 Mar 2021 to 31 Mar 2025)
  • [FCA CF] Material risk taker (18 Mar 2021 to 7 Jun 2024)
• Constantine Papanicolaou

  IRN CXP01497

  • CF30 Customer (14 Nov 2014 to 8 Dec 2019)

No changes recorded yet.