Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 1 Oct 2020)
    • SMF3 Executive Director (since 1 Oct 2020)
    • [FCA CF] Client dealing (since 1 Oct 2020)
    • [FCA CF] Material risk taker (1 Oct 2020 to 31 Dec 2021)
  • ALKEN ASSET MANAGEMENT LTD. (no longer approved here)

    FRN 629630

    • CF30 Customer (14 Nov 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.