ALKEN ASSET MANAGEMENT LTD.

• Principal Place of Business

  25 SAVILE ROW

  LONDON

  W1S 2ER

  UNITED KINGDOM

  Phone

  +4402074401900

  Web

  https://www.alken-am.com

• Complaints Contact

  25 SAVILE ROW

  LONDON

  W1S 2ER

  UNITED KINGDOM

  Phone

  +4402074401900

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicolas Rene Walewski

  IRN NXW01108

  • [FCA CF] Client dealing (since 25 Nov 2024)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF3 Chief Executive (14 Nov 2014 to 8 Dec 2019)
  • CF1 Director (14 Nov 2014 to 8 Dec 2019)
  • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
• Patricia Tomas Garcia

  IRN PXT01372

  • CF30 Customer (12 May 2016 to 8 Dec 2019)
• Paul Faisant

  IRN PXF00043

  • [FCA CF] Significant management (since 9 Dec 2019)
• Raif Jihad Abillama

  IRN LRA01012

  • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
• Reda Karkar

  IRN RXK01323

  • [FCA CF] Significant management (since 31 Mar 2025)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2024)
  • CF30 Customer (14 Nov 2014 to 8 Dec 2019)
• Renata Vacarciuc

  IRN RXV00126

  • [FCA CF] Significant management (7 Jun 2024 to 11 Feb 2025)
• Richard Rose

  IRN RXR00169

  • [FCA CF] Significant management (since 14 Apr 2026)
  • [FCA CF] Material risk taker (18 Mar 2021 to 31 Jan 2024)
• Robin Dunmall

  IRN RXD01587

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Feb 2025)
  • CF30 Customer (13 Jul 2018 to 8 Dec 2019)
• Salim Alaoui Abdelmalek

  IRN SXA02528

  • CF30 Customer (24 Nov 2014 to 8 Dec 2019)
• Shuohao Liao

  IRN SXL00321

  • [FCA CF] Material risk taker (18 Mar 2021 to 3 Nov 2023)

No changes recorded yet.