Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ALKEN ASSET MANAGEMENT LTD.
FRN 629630
- [FCA CF] Significant management (since 31 Mar 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 7 Jun 2024)
- CF30 Customer (14 Nov 2014 to 8 Dec 2019)
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- CF4 Partner (1 Dec 2011 to 20 Aug 2012)
- CF30 Customer (1 Dec 2011 to 23 Jan 2013)
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- CF30 Customer (10 Aug 2009 to 1 Sep 2011)
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- CF30 Customer (1 Nov 2007 to 10 Jul 2009)
- CF22 Investment Adviser (Trainee) (4 Oct 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.