Algebris (UK) Limited

• Principal Place of Business

  Algebris UK Ltd

  First Floor

  11 Waterloo Place

  London

  SW1Y 4AU

  UNITED KINGDOM

  Phone

  +442031962450

  Web

  http://www.algebris.com

• Complaints Contact

  Algebris UK Ltd

  First Floor

  11 Waterloo Place

  London

  SW1Y 4AU

  UNITED KINGDOM

  Phone

  +442031962450

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rolling spot forex contract, Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Finley

  IRN SXF01610

  • CF30 Customer (6 Dec 2016 to 17 Aug 2018)
• Scott Lawrence Evans

  IRN SLE01051

  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Material risk taker (since 12 Nov 2020)
• Sean Steve Pereira

  IRN SSP01031

  • [FCA CF] Significant management (13 Dec 2022 to 30 Apr 2024)
  • [FCA CF] Manager of certification employee (13 Dec 2022 to 30 Apr 2024)
  • [FCA CF] Material risk taker (13 Dec 2022 to 30 Apr 2024)
• Sebastiano Pirro

  IRN SXP02078

  • [FCA CF] Client dealing (since 17 Feb 2025)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
• Simon John Peters

  IRN SXP01470

  • CF30 Customer (6 Dec 2016 to 8 Dec 2019)
• Simone Mallardi

  IRN SXM01191

  • [FCA CF] Material risk taker (27 Oct 2022 to 13 Dec 2022)
• Solveig Claire Irene Marie Leary

  IRN SCB01071

  • CF30 Customer (13 Dec 2016 to 8 Dec 2019)
• Stephanie Bradshaw

  IRN SXB03304

  • CF30 Customer (6 Dec 2016 to 2 May 2019)
• Tao Pan

  IRN TXP01312

  • CF30 Customer (6 Dec 2016 to 28 May 2019)
• Tommaso Cotroneo

  IRN TXC01164

  • [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2024)

No changes recorded yet.