Alexander Beard Investment Management Limited

• Principal Place of Business

  Unit 14-15

  Rossmore Business Village, Inward Way

  Ellesmere Port

  Merseyside

  CH65 3EY

  UNITED KINGDOM

  Phone

  +441513465460

  Web

  https://www.abg.net

• Complaints Contact

  Unit 14-15

  Rossmore Business Village, Inward Way

  Ellesmere Port

  Merseyside

  CH65 3EY

  UNITED KINGDOM

  Phone

  +441513465460

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

• John Winston Croasdale

  IRN JWC00013

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Apr 2025)
  • CF30 Customer (14 Jan 2015 to 29 Apr 2025)
• Joseph Michael Kennedy

  IRN JMK01100

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Sep 2020)
  • CF30 Customer (since 9 Sep 2020)
• Kate Parfitt

  IRN KXP01224

  • Responsible for Insurance Distribution (7 Oct 2024 to 14 Apr 2025)
  • CF1 Director (AR) (7 Sep 2021 to 12 Nov 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 14 Apr 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Apr 2025)
  • SMF3 Executive Director (9 Dec 2019 to 14 Apr 2025)
  • Responsibility for MCD Intermediation (23 Nov 2018 to 14 Apr 2025)
  • CF1 Director (30 Jul 2018 to 8 Dec 2019)
  • CF10 Compliance Oversight (29 Jun 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (29 Jun 2018 to 8 Dec 2019)
• Katherine Butler

  IRN KER01030

  • CF30 Customer (14 Jun 2012 to 26 Feb 2019)
• Mark Anthony James

  IRN MAJ01163

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
  • CF30 Customer (since 17 Dec 2015)
• Mark Evan Dutton

  IRN MED01046

  • CF21 Investment Adviser (5 Aug 2004 to 5 Apr 2006)
  • CF22 Investment Adviser (Trainee) (31 Mar 2004 to 5 Aug 2004)
• Martin Edward Shaw

  IRN MES00021

  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Apr 2025)
  • CF30 Customer (15 Jan 2015 to 29 Apr 2025)
• Matthew Young

  IRN MXY01380

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 13 Apr 2021)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Apr 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 13 Apr 2021)
  • CF30 Customer (23 Aug 2018 to 13 Apr 2021)
• Maureen Vanessa Rathore

  IRN MXR00573

  • Appointed representative dealing with clients for which they require qualification (1 Sep 2022 to 13 Nov 2024)
  • CF30 Customer (27 Jul 2022 to 13 Nov 2024)
• Michael Doyle

  IRN MXD00105

  • CF30 Customer (14 Jan 2015 to 1 Jan 2018)

• ALEXANDER BEARD INTERNATIONAL BENEFITS (UK) LTD.

  FRN 982110 · Appointed 31 Aug 2022

• Alexander Beard Ltd.

  FRN 765002 · Appointed 21 Nov 2016

• Alexander Beard Wealth LLP (no longer appointed)

  FRN 665406 · Appointed 15 Jan 2015 · Until 24 Sep 2021

• Lepretre Insurance Services Ltd (no longer appointed)

  FRN 468652 · Appointed 5 Jun 2007 · Until 22 Feb 2010

No changes recorded yet.