Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Sep 2020)
    • CF30 Customer (since 9 Sep 2020)
    • (3)Employed By (since 9 Sep 2020)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Dec 2019)
    • CF30 Customer (7 Sep 2017 to 2 Jan 2020)
  • TrinityBridge Limited (no longer approved here)

    FRN 119329

    • CF30 Customer (14 Sep 2011 to 23 Jan 2012)
  • GROVE PENSION SOLUTIONS LTD (no longer approved here)

    FRN 465051

    • CF30 Customer (8 Oct 2009 to 15 Dec 2009)

Recent activity

Updates to this individual's record on the FCA register.

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