Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Kyriacou

    IRN JXK00456

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • John Richard Claisse

    IRN JRC01166

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Oct 2023)
    • CF3 Chief Executive (23 Sep 2015 to 8 Dec 2019)
    • CF1 Director (15 Sep 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Dec 2003 to 1 Jun 2007)
    • CF22 Investment Adviser (Trainee) (22 Sep 2003 to 19 Dec 2003)
  • John Shearman

    IRN JXS01105

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • John Yu

    IRN JXY00070

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jonathan Choslovsky

    IRN JXC01011

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jonathan Hao Xiang Yu

    IRN JXY00135

    • [FCA CF] Client dealing (since 1 Aug 2025)
  • Jonathan Koerner

    IRN JXK00452

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Jose Jimenez

    IRN JXJ00254

    • [FCA CF] Manager of certification employee (since 7 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Joseph Englese

    IRN JXE00350

    • [FCA CF] Client dealing (since 1 Apr 2024)
  • Julianna Scionti

    IRN JXS01175

    • [FCA CF] Client dealing (1 Oct 2021 to 13 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.