Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 2 Oct 2023)
    • CF3 Chief Executive (23 Sep 2015 to 8 Dec 2019)
    • CF1 Director (15 Sep 2006 to 8 Dec 2019)
    • CF21 Investment Adviser (19 Dec 2003 to 1 Jun 2007)
    • CF22 Investment Adviser (Trainee) (22 Sep 2003 to 19 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.