Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julie Lauer Wurster

    IRN JXL00585

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Ka Ho Ng

    IRN KXN00119

    • [FCA CF] Client dealing (since 18 Jan 2021)
  • Kallistheni Sokratous

    IRN KXS00527

    • [FCA CF] Client dealing (10 Jan 2023 to 31 Dec 2025)
  • Kasandra Tinoco

    IRN KXT00211

    • [FCA CF] Client dealing (since 9 Aug 2021)
  • Katerina Kyprianou

    IRN KXK00281

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Katerina Kyriakou

    IRN KXK00303

    • [FCA CF] Client dealing (10 Dec 2021 to 28 Jun 2023)
  • Katherine Cunha

    IRN KXC00514

    • [FCA CF] Client dealing (since 17 Nov 2025)
  • Katherine Rossi

    IRN KXR01218

    • CF22 Investment Adviser (Trainee) (23 Feb 2006 to 1 Nov 2006)
  • Katherine Westin

    IRN KXW00497

    • [FCA CF] Client dealing (since 26 Jan 2026)
  • Kathryn Helen King

    IRN KHK01012

    • CF22 Investment Adviser (Trainee) (1 May 2003 to 7 Nov 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.