Date authorised
1 April 2013
Companies House
02905244
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000
  • Complaints Contact

    16 Palace St
    -
    London
    SW1E 5JD
    UNITED KINGDOM
    Phone
    +442073467000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jennifer Sansone

    IRN JXS04157

    • [FCA CF] Client dealing (3 Feb 2025 to 30 Apr 2025)
  • Jennifer Yeung

    IRN JXY00069

    • [FCA CF] Client dealing (3 Jan 2022 to 7 Sep 2023)
  • Jeremy Lester-Swindell

    IRN JXL01461

    • SMF16 Compliance Oversight (since 14 Oct 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (17 Oct 2022 to 30 Aug 2023)
    • [FCA CF] Material risk taker (14 Oct 2022 to 2 Oct 2023)
    • [FCA CF] Significant management (14 Oct 2022 to 31 Aug 2023)
    • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • Jessica Susan Ross

    IRN JSR01085

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (9 Feb 2015 to 8 Dec 2019)
  • Jing Yang

    IRN JXY00071

    • [FCA CF] Client dealing (since 1 Apr 2021)
  • Jingyi Wu

    IRN JXW00787

    • [FCA CF] Client dealing (since 1 Mar 2022)
  • Jiwon Kim

    IRN JXK00757

    • [FCA CF] Client dealing (since 6 Jan 2025)
  • Joanne Tan Yun Li

    IRN JXT00673

    • [FCA CF] Client dealing (22 Jan 2024 to 6 Dec 2025)
  • John Calcaterra

    IRN JXC01012

    • [FCA CF] Client dealing (13 Dec 2021 to 22 Nov 2022)
  • John Grey St Paul Burridge

    IRN JGB01068

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jun 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.