Jeremy Lester-Swindell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Albourne Partners Limited

    FRN 175725

    • SMF16 Compliance Oversight (since 14 Oct 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (17 Oct 2022 to 30 Aug 2023)
    • [FCA CF] Material risk taker (14 Oct 2022 to 2 Oct 2023)
    • [FCA CF] Significant management (14 Oct 2022 to 31 Aug 2023)
    • CF30 Customer (5 Nov 2019 to 8 Dec 2019)
  • LumX Asset Management (U.K.) Limited (no longer approved here)

    FRN 195960

    • CF30 Customer (1 Nov 2007 to 21 Apr 2008)
    • CF21 Investment Adviser (20 Nov 2006 to 31 Oct 2007)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF27 Investment Management (16 Jan 2004 to 31 May 2006)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF27 Investment Management (16 Jan 2004 to 31 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

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