Alan & Thomas Insurance Brokers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
314-316 Bournemouth Road-PooleDorsetBH14 9APUNITED KINGDOM- Phone
- +4401202754900
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Complaints Contact
314-316 Bournemouth RoadPooleBournemouthBH14 9APUNITED KINGDOM- Phone
- +441202754900
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Nick John Ellis
IRN NXE00035
- [FCA CF] Significant management (9 Dec 2019 to 25 Jul 2023)
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Paul Richard Stewart
IRN PRS01201
- CF1 Director (AR) (9 Oct 2014 to 5 May 2023)
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Philip Paul Rock
IRN PXR00148
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
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Robert John Gale
IRN RXG10742
- SMF3 Executive Director (9 Dec 2019 to 12 Sep 2023)
- CF1 Director (18 Feb 2019 to 8 Dec 2019)
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Sarah Caroline Pattni
IRN SCS01079
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
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Shane McCauley
IRN SXM01261
- [FCA CF] Significant management (3 Jan 2023 to 22 Sep 2023)
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Stephen Alan Ross
IRN SAR01219
- [FCA CF] Significant management (9 Dec 2019 to 19 Jul 2023)
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Steven Michael Callen
IRN SXC00410
- [FCA CF] Significant management (9 Dec 2019 to 25 Jul 2023)
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Stewart Andrew King
IRN SAK00003
- SMF3 Executive Director (since 9 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
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Stuart Grieb
IRN SXG01616
- Director of firm who is not a certification employee or a SMF manager (17 Nov 2020 to 19 Jul 2023)
- [FCA CF] Significant management (1 Nov 2020 to 19 Jul 2023)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Ellis & Partners (Bournemouth) Ltd (no longer appointed)
FRN 746466 · Appointed 9 May 2016 · Until 28 Jul 2016
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LFC Developments Limited (no longer appointed)
FRN 734327 · Appointed 28 Jan 2016 · Until 25 Nov 2021
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Goadsby & Harding Commercial (no longer appointed)
FRN 419363 · Appointed 1 Oct 2014 · Until 5 May 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.