Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- Director of firm who is not a certification employee or a SMF manager (7 Feb 2023 to 30 Jun 2025)
-
- [FCA CF] Significant management (3 Aug 2022 to 25 Oct 2024)
- SMF3 Executive Director (3 Aug 2022 to 30 Jun 2025)
-
- SMF9 Chair of the Governing Body (17 Jun 2021 to 30 Jun 2025)
- Director of firm who is not a certification employee or a SMF manager (5 Nov 2020 to 17 Jun 2021)
- [FCA CF] Significant management (1 Nov 2020 to 30 Jun 2025)
-
- SMF9 Chair of the Governing Body (17 Jun 2021 to 30 Jun 2025)
- Director of firm who is not a certification employee or a SMF manager (19 May 2021 to 23 May 2025)
- [FCA CF] Significant management (19 May 2021 to 23 May 2025)
-
- Director of firm who is not a certification employee or a SMF manager (23 Nov 2020 to 30 Jun 2025)
- [FCA CF] Significant management (1 Nov 2020 to 30 Jun 2025)
-
- Director of firm who is not a certification employee or a SMF manager (17 Nov 2020 to 19 Jul 2023)
- [FCA CF] Significant management (1 Nov 2020 to 19 Jul 2023)
-
- CF29 Significant management (17 Nov 2014 to 6 May 2016)
-
- CF29 Significant management (15 Jul 2008 to 31 Mar 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.