3xd Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Andrew Charles Homer
IRN ACH01049
- [FCA CF] Significant management (12 Jun 2020 to 16 Aug 2024)
Andrew Stewart Hunter
IRN ASH01128
- [FCA CF] Significant management (since 9 Dec 2019)
Christian Parker
IRN CXP01920
- [FCA CF] Significant management (1 Jan 2023 to 31 Oct 2023)
Christopher James Sime
IRN CXS00273
- [FCA CF] Significant management (1 Oct 2023 to 28 Aug 2024)
Clive Nathan
IRN CXN01119
- [FCA CF] Significant management (9 Dec 2019 to 18 May 2021)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 19 May 2021)
- CF2 Non Executive Director (31 Oct 2019 to 8 Dec 2019)
Daniel Berry
IRN DXB02131
- [FCA CF] Significant management (16 Nov 2020 to 18 May 2021)
David Stephen Fulluck
IRN DXF01241
- SMF1 Chief Executive (9 Dec 2019 to 3 Aug 2022)
- SMF3 Executive Director (9 Dec 2019 to 30 Sep 2023)
- CF1 Director (20 Sep 2007 to 8 Dec 2019)
- CF3 Chief Executive (20 Sep 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (20 Sep 2007 to 31 Mar 2009)
Diane Audrey Ray
IRN DXR00199
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2021)
Gareth James Riding
IRN GJR01074
- CF1 Director (13 Jan 2012 to 19 Jul 2019)
Graham Kelsall
IRN GXK01314
- SMF3 Executive Director (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsible for Insurance Mediation (13 Apr 2012 to 30 Sep 2018)
- CF1 Director (17 Jan 2012 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

The Award Scheme Ltd (no longer appointed)
FRN 602740 · Appointed 19 Jun 2013 · Until 1 Apr 2021
AN Media Ltd (no longer appointed)
FRN 432176 · Appointed 10 May 2011 · Until 22 Feb 2019
Covered Insurance Services Ltd (no longer appointed)
FRN 481479 · Appointed 4 Nov 2010 · Until 8 Mar 2022
Halfords Limited (no longer appointed)
FRN 403574 · Appointed 26 Feb 2010 · Until 13 Feb 2012
Provisional Marmalade Ltd (no longer appointed)
FRN 503698 · Appointed 15 Jul 2009 · Until 13 Feb 2012
Life & Legal Ltd (no longer appointed)
FRN 489518 · Appointed 23 Mar 2009 · Until 15 Sep 2011
Hood Group Administration Ltd (no longer appointed)
FRN 407489 · Appointed 22 Oct 2007 · Until 15 May 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.