Alan & Thomas Insurance Brokers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Plan Admin
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

jonathan james muncer
IRN JXM00542
- Responsible for Insurance Distribution (since 30 Jan 2023)
- SMF3 Executive Director (since 30 Jan 2023)
- [FCA CF] Significant management (1 May 2020 to 31 Jan 2023)

Smaller firms operating under this firm's FCA authorisation.

Adams Kaye Limited (no longer appointed)
FRN 989653 · Appointed 9 Jan 2023 · Until 20 Jun 2023
Acuitus Ltd (no longer appointed)
FRN 596668 · Appointed 1 Apr 2022 · Until 5 May 2023
Ellis & Partners (Bournemouth) Ltd (no longer appointed)
FRN 746466 · Appointed 9 May 2016 · Until 28 Jul 2016
Waters Surveyors Ltd (no longer appointed)
FRN 742185 · Appointed 30 Mar 2016 · Until 29 Dec 2016
LFC Developments Limited (no longer appointed)
FRN 734327 · Appointed 28 Jan 2016 · Until 25 Nov 2021
Anthony Tilley (no longer appointed)
FRN 673225 · Appointed 24 Feb 2015 · Until 14 Dec 2018
Platinum Skies Ltd (no longer appointed)
FRN 655278 · Appointed 24 Nov 2014 · Until 14 Dec 2018
Goadsby & Harding Commercial (no longer appointed)
FRN 419363 · Appointed 1 Oct 2014 · Until 5 May 2023
Leader-Woolfenden Ltd (no longer appointed)
FRN 610303 · Appointed 14 Nov 2013 · Until 14 Dec 2018
Willis Commercial Ltd (no longer appointed)
FRN 608097 · Appointed 2 Oct 2013 · Until 14 Dec 2018

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.