Alan & Thomas Insurance Brokers Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
314-316 Bournemouth Road-PooleDorsetBH14 9APUNITED KINGDOM- Phone
- +4401202754900
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Complaints Contact
314-316 Bournemouth RoadPooleBournemouthBH14 9APUNITED KINGDOM- Phone
- +441202754900
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Debt Plan Admin
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Duncan Carter
IRN DNC01052
- SMF9 Chair of the Governing Body (14 Mar 2022 to 9 May 2023)
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Grant Spencer Strickland
IRN GXS00243
- [FCA CF] Significant management (16 Nov 2020 to 31 Jan 2023)
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Ian James Barber
IRN IXB00079
- [FCA CF] Significant management (9 Dec 2019 to 26 Jul 2023)
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Jane Bean
IRN JAB01399
- [FCA CF] Significant management (3 Jan 2023 to 19 Jul 2023)
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Jason Ashley Baker
IRN JAB01587
- [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
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Julia Elizabeth Marsan
IRN JXM00541
- [FCA CF] Significant management (9 Dec 2019 to 31 Aug 2021)
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Julian Clive Boughton
IRN JCB00007
- SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
- SMF1 Chief Executive (9 Dec 2019 to 1 Feb 2023)
- CF3 Chief Executive (13 Nov 2019 to 8 Dec 2019)
- Responsible for Insurance Distribution (1 Oct 2018 to 1 Feb 2023)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
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Laura Lillian Scott
IRN LXS00203
- [FCA CF] Significant management (1 Feb 2021 to 31 Dec 2021)
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Mark Andrew Hasell
IRN MXH10743
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (15 Mar 2019 to 8 Dec 2019)
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Michael Andrew Bruce
IRN MAB01282
- SMF9 Chair of the Governing Body (9 Dec 2019 to 14 Mar 2022)
- [FCA CF] Significant management (9 Dec 2019 to 19 Jul 2023)
- CF2 Non Executive Director (10 Jan 2018 to 8 Dec 2019)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Ellis & Partners (Bournemouth) Ltd (no longer appointed)
FRN 746466 · Appointed 9 May 2016 · Until 28 Jul 2016
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LFC Developments Limited (no longer appointed)
FRN 734327 · Appointed 28 Jan 2016 · Until 25 Nov 2021
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Goadsby & Harding Commercial (no longer appointed)
FRN 419363 · Appointed 1 Oct 2014 · Until 5 May 2023
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.