Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alan & Thomas Insurance Brokers Limited (no longer approved here)

    FRN 304239

    • SMF1 Chief Executive (9 Dec 2019 to 1 Feb 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2023)
    • CF3 Chief Executive (13 Nov 2019 to 8 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Feb 2023)
    • CF8 Apportionment and Oversight (14 Jan 2005 to 31 Mar 2009)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • Alan & Thomas Independent Financial Advisors Ltd (no longer approved here)

    FRN 400872

    • (4)Employed By (16 Nov 2004 to 7 Jul 2005)
  • Alan & Thomas Insurance Brokers Ltd (no longer approved here)

    FRN 147806

    • (7)Employed By (20 Dec 2002 to 20 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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