This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Alan & Thomas Independent Financial Advisors Ltd

Watch for changes

FRN: 400872

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Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Angela Gail Lacey
IRN AGL01031
- (1)Employed By (20 May 2004 to 7 Jul 2005)
Julian Clive Boughton
IRN JCB00007
- (4)Employed By (16 Nov 2004 to 7 Jul 2005)
Mark Francis Edwin Davidson
IRN MFD00002
- (2)Employed By (20 May 2004 to 7 Jul 2005)
Stewart Andrew King
IRN SAK00003
- (3)Employed By (16 Nov 2004 to 7 Jul 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.