AJ Bell Securities Limited

• Principal Place of Business

  A J Bell Securities Ltd

  4 Exchange Quay

  Salford

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

  Web

  https://www.ajbell.co.uk

• Complaints Contact

  A J Bell Securities Ltd

  4 Exchange Quay

  Salford

  M5 3EE

  UNITED KINGDOM

  Phone

  +4403454089100

• P2P Lending Advice

  For Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Andrew James wallwork

  IRN AXW00233

  • SMF5 Head of Internal Audit (since 21 Jul 2025)
• Angus Macdonald

  IRN AXM01833

  • CF8 Apportionment and Oversight (18 Apr 2006 to 10 May 2007)
  • CF1 Director (18 Apr 2006 to 13 Dec 2007)
  • CF3 Chief Executive (18 Apr 2006 to 1 Apr 2007)
  • CF2 Non Executive Director (26 Aug 2005 to 18 Apr 2006)
• Anna Farnhill

  IRN AXF00664

  • [FCA CF] Significant management (since 8 Dec 2025)
  • [FCA CF] Material risk taker (8 Dec 2025 to 9 Dec 2025)
• Anne McKenna

  IRN AXM01436

  • [FCA CF] Significant management (9 Dec 2019 to 2 Oct 2023)
• Anthony Brian Greayer

  IRN ABG01018

  • CF3 Chief Executive (1 Dec 2001 to 6 Apr 2004)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 6 Apr 2004)
  • CF1 Director (1 Dec 2001 to 6 Apr 2004)
• Catherine Atherton

  IRN CXA00095

  • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 1 Oct 2021)
• Cathy Bell

  IRN CXB00302

  • SMF18 Other Overall Responsibility (since 8 Sep 2025)
  • [FCA CF] Significant management (23 Nov 2023 to 8 Sep 2025)
  • [FCA CF] Functions requiring qualifications (6 Feb 2023 to 8 Sep 2025)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 8 Sep 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Sep 2025)
• Charles Alan Musson

  IRN CXM00583

  • SMF3 Executive Director (since 4 Jan 2024)
  • [FCA CF] Significant management (4 Jan 2022 to 30 May 2024)
• Charles William Galbraith

  IRN CWG01013

  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2022)
  • CF8 Apportionment and Oversight (16 May 2007 to 31 Oct 2007)
  • CF3 Chief Executive (1 May 2007 to 14 Jan 2014)
  • CF1 Director (20 Sep 2006 to 8 Dec 2019)
• Christopher Bruce Robinson

  IRN CBR01037

  • SMF3 Executive Director (9 Dec 2019 to 1 Oct 2023)
  • CF1 Director (9 Feb 2016 to 8 Dec 2019)

• News UK & Ireland Limited (no longer appointed)

  FRN 616540 · Appointed 5 Dec 2019 · Until 8 Dec 2022

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 29 May 2018 · Until 21 Dec 2018

• Telegraph Media Group Limited (no longer appointed)

  FRN 415487 · Appointed 1 Apr 2014 · Until 29 Oct 2014

No changes recorded yet.