Ainsworths Financial Services Limited

Date authorised
1 April 2013
Companies House
04000799
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Charter House
    Stansfield Street
    Nelson
    Lancashire
    BB9 9XY
    UNITED KINGDOM
    Phone
    +4401282695111
    Web
    https://www.afsl.info

  • Complaints Contact

    Charter House
    Stansfield Street
    Nelson
    Lancashire
    BB9 9XY
    UNITED KINGDOM
    Phone
    +4401282695111

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Bernard Jones

    IRN MBJ01021

    • CF30 Customer (18 Jan 2010 to 23 Dec 2011)
  • Michael Doyle

    IRN MXD00105

    • CF30 Customer (19 Jun 2012 to 21 Dec 2012)
  • Michael Leslie Houghton

    IRN MLH00012

    • CF1 Director (AR) (15 Feb 2008 to 31 Oct 2010)
    • CF30 Customer (1 Nov 2007 to 31 Oct 2010)
    • CF21 Investment Adviser (6 Sep 2006 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (6 Sep 2006 to 31 Oct 2007)
  • Paul John Griffin

    IRN PJG00010

    • [FCA CF] Client dealing (9 Dec 2020 to 7 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 7 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (9 Jan 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jan 2007 to 1 Oct 2013)
    • CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)
  • Paula Malkin Kershaw

    IRN PMK01045

    • CF1 Director (4 Jun 2008 to 21 Mar 2014)
  • Richard Adam McCann

    IRN RAM00065

    • CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2002)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Feb 2002)
  • Richard Allan Nicholson

    IRN RAN00025

    • CF30 Customer (14 Oct 2009 to 2 Oct 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.