Paul John Griffin

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (7 Oct 2024 to 9 Jan 2026)
    • [FCA CF] Functions requiring qualifications (7 Oct 2024 to 9 Jan 2026)
  • Ainsworths Financial Services Limited (no longer approved here)

    FRN 192807

    • [FCA CF] Client dealing (9 Dec 2020 to 7 Oct 2024)
    • SMF3 Executive Director (9 Dec 2019 to 7 Oct 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Oct 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)
    • CF1 Director (9 Jan 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (9 Jan 2007 to 1 Oct 2013)
  • Christopher Robson (no longer approved here)

    FRN 144763

    • SMF27 Partner (9 Dec 2019 to 31 Mar 2021)
    • CF4 Partner (28 Jun 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (20 Jan 2004 to 21 Dec 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.