Michael Leslie Houghton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Stones Financial Limited (no longer approved here)

    FRN 224999

    • [FCA CF] Functions requiring qualifications (6 Jan 2020 to 31 Jan 2023)
    • [FCA CF] Client dealing (6 Jan 2020 to 31 Jan 2023)
    • CF30 Customer (11 Oct 2010 to 8 Dec 2019)
  • Ainsworths Financial Services Limited (no longer approved here)

    FRN 192807

    • CF1 Director (AR) (15 Feb 2008 to 31 Oct 2010)
    • CF30 Customer (1 Nov 2007 to 31 Oct 2010)
    • CF24 Pension Transfer Specialist (6 Sep 2006 to 31 Oct 2007)
    • CF21 Investment Adviser (6 Sep 2006 to 31 Oct 2007)
  • Houghton Financial Management Limited (no longer approved here)

    FRN 478907

    • Employed By (15 Feb 2008 to 31 Oct 2010)
  • Partridge Muir & Warren Limited (no longer approved here)

    FRN 148029

    • CF21 Investment Adviser (1 Dec 2001 to 29 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.