Date authorised
1 April 2013
Companies House
OC380907
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071442053
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Neil Andrew Pickard

    IRN NAP01049

    • CF30 Customer (23 May 2018 to 8 Dec 2019)
  • Nicholas David Burnham

    IRN NDB01019

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Mar 2013 to 8 Dec 2019)
  • Nick Green

    IRN NXG00337

    • [FCA CF] Client dealing (since 27 May 2025)
  • Nico Weinert

    IRN NXW01275

    • CF30 Customer (15 Mar 2013 to 29 Jul 2014)
  • Nicolas Mark Granger

    IRN NMG01023

    • SMF27 Partner (9 Dec 2019 to 10 Dec 2019)
    • CF4 Partner (16 Jun 2014 to 8 Dec 2019)
    • CF30 Customer (15 Mar 2013 to 19 Oct 2018)
  • Nils Gollub

    IRN NXG00104

    • [FCA CF] Client dealing (1 Sep 2020 to 18 Aug 2022)
  • Oliver Coleman

    IRN OXC01012

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2025)
    • CF30 Customer (20 Mar 2013 to 8 Dec 2019)
  • Oscar Boo Santasmarinas

    IRN OXB01139

    • CF30 Customer (15 Mar 2013 to 5 Jul 2013)
  • Othman Adam Hamaoui

    IRN OAH01016

    • [FCA CF] Manager of certification employee (since 25 Mar 2021)
    • [FCA CF] Client dealing (since 21 Apr 2020)
    • SMF27 Partner (9 Dec 2019 to 10 Dec 2019)
    • CF4 Partner (20 May 2019 to 8 Dec 2019)
  • Otto Anthonie Christoffel van Hemert

    IRN OAV01006

    • [FCA CF] Manager of certification employee (28 Oct 2020 to 17 Oct 2025)
    • SMF27 Partner (9 Dec 2019 to 11 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Oct 2025)
    • CF4 Partner (1 Mar 2017 to 8 Dec 2019)
    • CF30 Customer (27 Jan 2016 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.