Date authorised
1 April 2013
Companies House
OC380907
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071442053
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paolo de Vivo

    IRN PXD01815

    • CF30 Customer (10 Nov 2014 to 15 Sep 2017)
  • Patrick Henry O'Sullivan

    IRN PHO01015

    • CF2 Non Executive Director (15 Mar 2013 to 3 Aug 2013)
  • Patrick Kidney

    IRN PXK01327

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (15 Mar 2013 to 8 Dec 2019)
  • Paul Adam Dackombe

    IRN PAD01126

    • CF4 Partner (9 Apr 2013 to 7 Jul 2016)
    • CF30 Customer (15 Mar 2013 to 7 Jul 2016)
  • Paul James Chambers

    IRN PJC01347

    • CF4 Partner (3 Jun 2015 to 30 Nov 2017)
    • CF30 Customer (15 Mar 2013 to 30 Nov 2017)
  • Paul-James Romeo White

    IRN PRW01149

    • SMF27 Partner (9 Dec 2019 to 11 Dec 2019)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 14 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 14 Sep 2021)
    • CF4 Partner (28 May 2019 to 8 Dec 2019)
    • CF30 Customer (14 Aug 2018 to 8 Dec 2019)
  • Pawel Zielinski

    IRN PXZ08295

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Nov 2021)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Peter Park

    IRN PXP01562

    • CF4 Partner (9 Jul 2014 to 13 Jan 2015)
  • Peter Weidner

    IRN PXW00472

    • [FCA CF] Client dealing (since 12 Jun 2025)
  • Phillip Maxwell Colebatch

    IRN PMC01064

    • CF2 Non Executive Director (15 Mar 2013 to 30 Sep 2017)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.