Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CAPSTONE INVESTMENT ADVISORS (UK), LLP
FRN 473282
- SMF27 Partner (since 17 Sep 2024)
- [FCA CF] Material risk taker (11 Jan 2023 to 3 Jun 2024)
- [FCA CF] Client dealing (11 Jan 2023 to 3 Jun 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 26 Oct 2021)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Oct 2021)
- CF30 Customer (1 Dec 2015 to 12 Sep 2017)
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- CF30 Customer (5 Jan 2018 to 16 Apr 2019)
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- CF4 Partner (3 Jun 2015 to 30 Nov 2017)
- CF30 Customer (15 Mar 2013 to 30 Nov 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.