Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • GLG Partners LP (no longer approved here)

    FRN 186093

    • [FCA CF] Client dealing (9 Dec 2019 to 5 Sep 2025)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Sep 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (8 May 2007 to 31 Oct 2007)
  • AHL Partners LLP (no longer approved here)

    FRN 593791

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2025)
    • CF30 Customer (20 Mar 2013 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 1 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.