Date authorised
1 April 2013
Companies House
OC380907
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071442053
  • Complaints Contact

    Riverbank House
    2 Swan Lane
    London
    EC4R 3AD
    UNITED KINGDOM
    Phone
    +4402071447251

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michelle Robyn Grew

    IRN MRG01135

    • [FCA CF] Manager of certification employee (since 16 Oct 2023)
    • SMF27 Partner (9 Dec 2019 to 16 Oct 2023)
    • CF4 Partner (6 Dec 2019 to 8 Dec 2019)
    • CF29 Significant management (14 Oct 2016 to 6 Dec 2019)
    • CF10 Compliance Oversight (15 Mar 2013 to 26 Sep 2016)
  • Michelle Wing Kay Wong

    IRN MWW01055

    • CF30 Customer (15 Mar 2013 to 14 Mar 2014)
  • Min Xu

    IRN MXX01006

    • CF30 Customer (15 Mar 2013 to 2 May 2013)
  • Ming Xu

    IRN MXX01011

    • CF30 Customer (2 Dec 2014 to 30 Oct 2017)
  • Mitchell Steven Stone

    IRN MSS01171

    • CF30 Customer (15 Mar 2013 to 14 Oct 2013)
  • Mohan Russell Korgaonkar

    IRN MRK01028

    • [FCA CF] Client dealing (since 21 Mar 2025)
    • [FCA CF] Algorithmic trading (since 6 Sep 2024)
    • SMF27 Partner (since 6 Oct 2023)
    • [FCA CF] Manager of certification employee (20 Jan 2020 to 20 Oct 2023)
    • SMF27 Partner (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Oct 2023)
    • CF4 Partner (18 Jun 2014 to 8 Dec 2019)
    • CF30 Customer (15 Mar 2013 to 8 Dec 2019)
  • Mohsin Butt

    IRN MXB02215

    • CF30 Customer (15 Mar 2013 to 30 Aug 2013)
  • Muhammad Shafie Abdul Rahim

    IRN MSA01146

    • CF30 Customer (15 Mar 2013 to 7 Jun 2013)
  • Murray Joseph Steel

    IRN MJS01249

    • CF4 Partner (15 Mar 2013 to 23 Jun 2014)
    • CF30 Customer (15 Mar 2013 to 23 Jun 2014)
  • Navia Mehta

    IRN NXM00296

    • [FCA CF] Client dealing (5 Oct 2021 to 19 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.