AGC Equity Partners Limited

Date authorised
1 April 2013
Companies House
06445926
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    33 Davies Street
    London
    W1K 4LR
    UNITED KINGDOM
    Phone
    +4402079593450
    Web
    https://www.agcequitypartners.com

  • Complaints Contact

    33 Davies Street
    London
    W1K 4LR
    UNITED KINGDOM
    Phone
    +4402079593450

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Maurizio Gabbai

    IRN MXG00438

    • [FCA CF] Client dealing (4 Jan 2022 to 4 Jul 2022)
  • Ryan Janssen

    IRN RXJ01355

    • CF30 Customer (7 May 2014 to 18 Apr 2018)
  • Sachin Gupta

    IRN SXG01462

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Nov 2009 to 8 Dec 2019)
  • Sangeet Dhanani

    IRN SXD01975

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jul 2021)
    • SMF16 Compliance Oversight (since 2 Jul 2021)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Oct 2013 to 8 Dec 2019)
  • Shiraz Ali Jiwa

    IRN SAJ01066

    • CF30 Customer (5 Mar 2009 to 25 Aug 2015)
  • Walid Abu-Suud

    IRN WXA01075

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 6 Jul 2021)
    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Jul 2021)
    • CF8 Apportionment and Oversight (31 Oct 2008 to 31 Mar 2009)
    • CF3 Chief Executive (31 Oct 2008 to 8 Dec 2019)
    • CF30 Customer (31 Oct 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (31 Oct 2008 to 8 Dec 2019)
    • CF1 Director (31 Oct 2008 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (31 Oct 2008 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.